. Any custodian who has been registered as a person qualified to be a mutual fund supervisor and has been approved by the Office for custodian agent appointing system for a mutual fund, such custodian
which is in the same financial conglomerate, and provided that such supervisor is not a securities company or a derivatives broker which has been granted an exemption from the requirement of independent
operator or derivatives business operator which is in the same financial conglomerate, and provided that such supervisor is not a securities company or a derivatives broker which has been granted an
Management Policy and Development Department Director, Corporate Finance - Debt and Other Products Department Citibank, N.A. Bangkok Mutual Fund Supervisor Mrs. Pornanong Budsaratragoon Ms
management system suitable for business types and risk profiles. However, a stricter work system than legally required is welcome as well.? As a frontline compliance supervisor, intermediaries are also
investment units The mutual fund management company shall inform the mutual fund supervisor and all unitholders through appropriate channels such as company's website. (4) Sale and redemption of the investment
. Victor was then a UOB Kay Hian Co-CEO, a chief of institutional client unit and direct supervisor of the staffs providing services to institutional clients. Although, the Stock Exchange of Thailand
, “mutual fund supervisor” means the supervisor of a mutual fund; “scheme” means a mutual fund scheme; “investment unit value” is the net asset value divided by the total number of outstanding investment