2012 (Form 56-1) on 10 October 2013, and (5) the annual report for the year 2012 (Form 56-2)on 15 October 2013 to the SEC and the SET SEC Act S.56 and 199 Criminal Complaint Filed with an Inquiry

further fine of Baht 300 each day starting from the next day of prosecution date until the company so complies. SEC Act S.56 and 199 Criminal Complaint Filed with an Inquiry Official Dated 09/09/2013

Criminal Complaint Filed with an Inquiry Official Dated 15/10/2015

of limitations ran out. SEC Act S.56(1) in conjunction with 199 Criminal Complaint Filed with an Inquiry Official Dated 27/11/2015

prosecution date (February 23, 2016) until the company so complies. SEC Act S.56(2)(3)(4) and 199 Criminal Complaint Filed with an Inquiry Official Dated 03/08/2017

56(1)(2) in conjunction with section 199 Criminal Complaint Filed with an Inquiry Official Dated 24/12/2015

submit the audited financial statements in accordance with the specified rules, has failed to order or act in accordance with the duties resulted in CHUO?s failure to submit the audited financial

Mr.Chin Wen Chuan Mr.Chin Wen Chuan, as the Director responsible for the operation of Siam Grander Management Co., Ltd., jointly with other alleged persons operated derivatives broker businesses in

Miss Pimmada Chutimunta Miss Pimmada Chutimantanon, as the Director responsible for the operation of Siam Grander Management Co., Ltd., jointly with other alleged persons operated derivatives broker

Siam Grander Management Co.,Ltd Siam Grander Management Co., Ltd., jointly with other alleged persons operated derivatives broker businesses in Thailand without proper licenses granted, violating