using material non- public information for Mr.Suwat's profit. 12/06/2017 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows :  
>20/07/2017 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows : - a civil monetary penalty of 333,333.30 Baht SEC Act
material information which has not yet been disclosed to the public. 01/04/2020 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows :  
methodologies. For example, a CRA should assess whether existing credit rating methodologies and models for determining credit ratings of structured finance products are appropriate when the risk characteristics
Bangkok, April 22, 2015 - The SEC suspended {A}, a securities investment consultant and a branch manager of CIMB Thai Bank PCL, for signing selling documents of structured notes without giving of
Bond SUKUK Structured Debenture Common share (LiVEx) DR-Common share Depositary Receipt DR-Convertible debenture Depository Receipt Representing Foreign Securities NVDR Preferred share TDR TSR Warrant
prepare and submit the result of the structured note, underlied to PTT Exploration and Production Public Company Limited ("PTTEP") sale report to the SEC Office within the period specified in the
prepare and submit the result of the structured note, underlied to KCE Electronics Public Company Limited ("KCE") sale report to the SEC Office within the period specified in the notification of
structured debentures sale report to the SEC Office within October 19, 2021 However, CGS Transport Company Limited reported the result of the sale to the SEC Office on December 2,2 2021, later than the period
Securities Public Company Limited), shall be liable for CGS Transport Company Limited failure to prepare and submit the structured debentures sale report to the SEC Office within the period specified by the