transparency and fairness. Whistleblower Handling Tel : 0-2033-9999 or e-mail : whistle@sec.or.th Complaint Against SEC (form) Complaint / Inquiries Complaints / Whistleblowers Inquiries
Governance As an agency with missions for promoting, developing and supervising the capital market, the SEC strives to ensure transparency and credibility of our own operation as well as fairness to all
regulatory objectives include: to maintain and promote the fairness, efficiency, competitiveness, transparency and orderliness of the securities and futures industry; to help the public understand the
/ActandRoyalEnactment/Act/act-sea2008-no4.pdf DRAFT order to protect customers, maintain stability of the financial system or control the risks arising from derivatives, the Capital Market Supervisory Board shall have
. Meanwhile, the investment of private sector was slowed down because they were worried about the political stability after the election. Household sector was more carefully to spend money because there was a
competitiveness and financial security, and to strengthen the overall market stability. The consultation paper on the draft amendment to the SEA regarding the CMDF establishment and the details thereof are
firms must be well-prepared for all dimensions of business risk associated with changes which affect stability of the companies and the capital market.? said Vorapol.
situations and fair treatment to all types of investors. The regulatory review also aims to promote and maintain stability and efficiency in securities trading. The SET will expedite the reviewing process of
and professionals Carrying out businesses with greater flexibilities; getting supports for strengthening competitiveness; being assured of stability of the systems monitored and maintained to
Financial Institutions Stability, the Bank of Thailand 10:05 – 10:25 Purpose and practice: How financial services can mobilize capital to deliver net zero in Thailand Speakers Mr. Giorgio Gamba, CEO of HSBC