customers, certain details of these rules are not in line with the Framework of ACMF. SEC therefore proposes to prescribe additional rules specifically applicable to the professionals from ASEAN countries
early 2019. The SEC will specifically participate in the efficiency assessment of securities regulation and supervision. In revising the rules on approval and disclosure of information by equity issuers
since the month of May this year. Specifically, the SEC proactively initiated for the first time a conference call with the World Bank assessor in Washington D.C., USA and integrated working
one of SEC’s missions to help SMEs and Startups to easily access funding sources in capital market. Specifically, the SMEs’ and Startups’ fundraisings need to be economical, suit the business needs
listed companies. Having strong CG could help lessen risk exposures, not specifically for market risk, as well as contribute to higher returns; in particular, less price fluctuation during economic
provide easily and thoroughly assessable disclosure channels to investors as opposed to the previous requirement for specifically disclosing certain types of information at the companies’ office or the
betterment of our society” Mary Leung, CFA, Head, Advocacy, Asia Pacific, CFA Institute, said, “Within the wide-ranging discussions about ESG issues, CFA Institute is specifically focused on the quality and
with Lombard Odier to develop our personnel. To this end, the third training course designed specifically for our private bankers and support teams was held at the private bank’s head office in Geneva
investment, debt repayment and pledging collateral, and confine a position limit for each client. In this regard, if there are other Notifications applicable to some intermediaries, which specifically
repayment and pledging collateral, and confine a position limit for each client. In this regard, if there are other Notifications applicable to some intermediaries, which specifically stipulate a position