Mr. Chamnarn Pornpilailuck Mr. Chamnarn Pornpilailuck, a managing director responsible for the operation of Porn Prom Metal Public Company Limited (PPM), shall be liable for PPM’s failure to prepare
, conditions and procedures as specified in the notification of the Capital Market Supervisory Board by managing an advertisement about commission-free trading services without end period that cause investors or
Broadgate Mutual Fund Brokerage Securities (Thailand) Company Limited Broadgate Mutual Fund Brokerage Securities (Thailand) Company Limited failed to provide a structure for managing, the work system
with all types of investors /reverse repo transaction as a tool for managing liquidity and generate benefits from the securities in possession . In this regard, however, securities companies have to put
with all types of investors /reverse repo transaction as a tool for managing liquidity and generate benefits from the securities in possession . In this regard, however, securities companies have to put
Mr. Pattarapol Wongsasuthikul Between March 27, 2017 to June 25, 2018 Mr. Pattarapol Wongsasuthikul, Assistant Managing Director of Thai Rubber Latex Corperation (Thailand) Public Company Limited
Miss Chalongkwan Wongsasuthikul Between May 8, 2017 to August 11, 2017 Miss Chalongkwan Wongsasuthikul, Assistant Managing Director of Thai Rubber Latex Corperation (Thailand) Public Company
Market Supervisory Board by managing an advertisement of foreign mutual fund in the inappropriate manner of content, proportion of content and form of presentation in order that a client would be able to
Mrs. Phenchan Yongvongphaiboon Between July 14, 2017 and September 4, 2017, Mrs. Phenchan Yongvongphaiboon, director and vice managing president of Asia Metal Public Limited Company (?AMC?) changed
Mr.Kitisan Mookdee Mr.Kitisan Mookdee, a managing director responsible for the operation of K.C. Property Public Company Limited (KC), shall be liable for KC?s failure to prepare and submit the