Notification of the Office of Securities and Exchange Commission No. SorThor. 7/2557 Re: Rules on Appointing Independent Director of an Intermediary _____________________________ By virtue of Clause
case the application is submitted by an authorized person and the evidentiary documentation is incorrect or incomplete, the authorized person must show a written authorization from the applicant to sign
) to show how the principles are applied. If signatories fail to apply the principles to their operation, they will be delisted. Participants >10,000 entities from 130 countries. It is “the
Education Master of Art in Economics,Western Michigan University, USA Bachelor of Science in Business Administration, Kasetsart University Current Appoinments Independent Director, BJC logistic and
the information on the clients’ assets under its custody. The exchange is also required to show evidence on the investments of the clients’ digital assets that had been deposited with ZipUp via various
among investors to cause excessive trading and Kyle and Wang (1997) show why this overconfidence may persist over long periods of time. Linking these two ideas could also explain why so many studies have
whether the code of conduct is complied: 1.3.1 Monitoring and assessment by an internal audit unit or a compliance unit; 1.3.2 Self -assessment by executives and employees; 1.3.3 Assessment by independent
adjustments are also related to accounting estimates and judgment. For TAS 12 Income Tax, the results also show that tax is an important issue in the financial statements adjustments. Auditors also indicate in