auditor qualifications in relation to experiences and introduction of new measures and sanctions relative to levels of misconduct ranging from minor to serious. In addition, the approval criteria for
as specified in the Notification of the Capital Market Supervisory Board by failing to put in place a sufficient and effective fund management systems which may cause serious damage to the benefit of
SHARE : SEC warns the public of solicitation for investment in unapproved digital assets Wednesday 8 May 2019 | No. 47 / 2019 Bangkok, 8 May 2019 – The SEC advises the public to keep away from
clients, in accordance with the orders of the derivatives exchange; (3) establish the rules empowering the derivatives exchange to disclose or share information on derivatives trading, members, offenses and
violators of the SEA.{A}'s actions were considered as serious performance deficiency by willfully imparting false statement and concealing information which should have been stated in the documents filed with
Regulations SHARE : Detail Content Financial reporting and audit oversight 2. Auditor supervision 2.7 Independent Audit Oversight Principles The dubious accounting practices employed by listed companies
the clarification through the SET Electronic Information System within seven days. SEC Secretary-General Rapee Sucharitakul said: "Managing timely debt repayment is a serious matter. Earlier this year
attend the shareholders? meetings and exercise their voting right to protect their own interest.?The following information provided in the prospectus shuould be taken into serious consideraton, namely (1
-71 of TCMA, this sanction is imposed to a Trustee and its director, manager or person responsible for the operation. The affected person is entitled to file an appeal within 15 days. The more serious
materially affect investors’ investment decision such as 1. serious damages 2. changing in issuer’s objects or the nature of business 3. events of default 4. entering into an agreement entrusting other persons