period of 2 years. The defendant shall be placed on probation, and was required to report to a probation officer four times within a period of one year, as scheduled by the probation officer. The defendant
Director of the Intermediaries Policy Department, and Mr. Niruch Liwsirivongse, Senior Officer of the Capital Market Education Department. The lecture aimed to enhance the understanding of financial planning
Rajabhat University.Mr. Pornpong Sakdapat, SEC Assistant Director of Investment Management Policy Department.Mr. Setthapong Leelerdpong, SEC Senior Officer of Capital Market Education Department.
, Deputy Secretary General, Lao Securities Commission Office, Mr. Vanhkham Voravong, Chief Executive Officer, Lao Securities Exchange และผู้แทนจากบริษัทหลักทรัพย์จาก สปป.ลาว ในโอกาสมาดูงานด้านการพัฒนาตลาด
ทรัพย์ (compliance officer) ของบริษัทหลักทรัพย์ เพื่อแลกเปลี่ยนความคิดเห็นและเสริมสร้างความรู้ความเข้าใจด้านการบริหารความเสี่ยงและการควบคุมภายในอย่างเหมาะสม เพื่อป้องกันมิให้เกิดความเสียหายแก่ผู้ลงทุนและ
Ms.kanokwan Tippayathoadtana During July 15, 2004 - February 9, 2005, Miss Kanokwan Tippayathoadtana, an investor contact (marketing officer) at Capital Nomura Securities PLC, aided and abetted in
Miss Nongluck Sinprasertlert Miss Nongluck Sinprasertlert, an investor contact (marketing officer) at Kim Eng Securities (Thailand) PLC, aided and abetted Mr. Sagha Sakulekpaisan in manipulating the
Mr. Adirek Umbangtalad Mr. Adirek Umbangtalad, an investor contact (marketing officer) at Merchant Partner Securities PLC, aided and abetted Mr. Sagha Sakulekpaisan in manipulating the share price of
Mr. Yongyuth Ngamkaiwan Mr. Yongyuth Ngamkaiwan, the Chairman Executive Officer of the planner (TUCC), responsible for the operation of Thai Unique Coil Center Public Company Limited (TUCC), failed
Mr. Anurag Thareratanavibool Mr. Anurag Thareratanavibool, the chief executive officer responsible for the operation of AI Energy Public Company Limited (“AIE”), did not act or supervise AIE