potential impact of currently known trends, events and uncertainties that are reasonably likely to have material effects on the issuer’s net sales or revenues, income from operations, profitability, liquidity
of the SEC. (2) disclose inside information to other persons, either directly or indirectly and by any means, while one knows or ought reasonably to know that the receiver of such information may
and uncertainties that are reasonably likely to have material effects on the issuer’s net sales or revenues, income from operations, profitability, liquidity or capital resources, or that would cause
regularly; b. initiating a review of the status of the credit rating upon becoming aware of any information that might reasonably be expected to result in a credit rating action (including withdrawal of a
it should be made available as soon as reasonably possible so that investors are able to make informed decisions based on it; this diminishes the likelihood of a false or distorted market. Information
Clause 6 and Clause 6/1 has been complied with the specified regulations, but there is a certain fact appeared to the SEC Office which is reasonably suspicious that the management company may not be able
in Clause 6 and Clause 6/1 has been complied with the specified regulations, but there is a certain fact appeared to the SEC Office which is reasonably suspicious that the management company may not be
. Disclose a reasonably itemized statement of the major categories of expenses incurred in connection with the issuance and distribution of the debt securities to be offered. (in absolute terms and as a
or the SEC: O Yes (please specify) For example, date of the incident……….. Details of such incident ……… ……………………………………………………... (attachment) (if any) O No (9) Was reasonably suspected of being lack of