circumstances. At the same time, our robust capital position was sufficient to cushion against risk, and greater than the Bank of Thailand’s requirement. As evidenced, capital adequacy ratio (CAR) of KASIKORNBANK
for self-regulation The ASCO was asked to submit its action plan for becoming a self-regulatory organization (SRO) for the SEC?s approval. The plan must emphasize the core objectives of self regulation
"%)K$/"(*Z %!*.#$KL bK$!#()* SET . '$".',' %. )Ò)' (market-driven organization)O* L '7 (demutualization) *#&%&")#!)'4 2` %&- ! 8 #-% '7%"*&%!%')72 /%/2#) SET &") (necessary but not sufficient
their objectives of safeguarding client benefits, enhance their trustworthiness, and maintain overall market integrity, but also reflect their self-discipline which would further reduce chances of law
summarized as follows: 2.1 Registered Date: within 2nd quarter of the fiscal year 2021 2.2 Name of Company: Shabushi Laos Company Limited* 2.3 Country: Laos 2.4 Objective: Expansion of restaurant business in
shall comply with the following rules: (1) dealing with customer and customer service: (a) having procedures and methods to know the customer and understand the customer’s investment objective restriction
following rules: (1) dealing with customer and customer service: (a) having procedures and methods to know the customer and understand the customer’s investment objective restriction in order to obtain
objective restriction in order to obtain information for analysing suitability of customer’s investment; (b) having personnel responsible for contacting customers and staff or persons authorized by the asset
structure 1.1 Segregation of work units and responsibilities Objective A management company shall have organisational structure that reflects the systematic segregation of duties. The mission, strategy
Organisational structure 1.1 Segregation of work units and responsibilities Objective A management company shall have organisational structure that reflects the systematic segregation of duties. The mission