criteria are expected to provide ease-of-use market data for all relevant parties. The revised criteria will apply to preparation of the Turnover List to be announced as from December 4, 2014. If you wish to

Securities and Exchange Commission Independent Audit Inspection Activities Report THE ROAD LEADING TO GROWTH 2013 This report is available for download on the SEC website: www.sec.or.th Contact For more information, please contact us at: Securities and Exchange Commission,Thailand 333/3 Vibhavadi-Rangsit Road, Chomphon, Chatuchak, Bangkok 10900, Thailand Tel : +66 2 263 6082 or +66 2 263 6218 e-mail : oca@sec.or.th Root cause analysis Activities for enhancing audit quality Suggestions on how to...

enabled the SEC to fully inspect the quality control systems of all audit firms as scheduled. As a result, users of financial statements can rest assured of the quality of the financial reports of the

many areas and debt amount remained in high level. Confident index of consumer continuously decreased. Therefore, it affected the expense atmosphere to be sluggish. Cost of goods sold was 138.13 million

forthcoming liberalization within five years. Message from the Secretary-General 4 not only empowered businesses but also furthered the moves toward the SEC's much anticipated self- regulation. On social

Standard (CBS): A screening tool for investors and governments that allows them to identify green bonds where they can be confident that the funds are being used to deliver climate change solutions. This may

compliance with the governing rules and regulations and are confident they will have been ready before the PDPA becomes effective. Therefore, we are confident that this joint cooperation of the four

investors. Such new regime would promote a market environment conducive to competition in line with the Ease-of-Doing-Business Policy of the public sector. The new regime would also keep the existing

และเอกชนตามแนวทาง ease of doing business และช่วยลดขั้นตอนที่ผู้ประกอบธุรกิจตัวกลางต้องดำเนินการพิสูจน์ตัวตนลูกค้าซ้ำ ทำให้กระบวนการเปิดบัญชีซื้อขายในตลาดทุนเป็นไปอย่างสะดวกและรวดเร็ว มีประสิทธิภาพและ

แข่งขันในตลาดทุน ซึ่งสอดคล้องกับนโยบาย ease of doing business ของภาครัฐ การปรับปรุงครั้งนี้ ยังคงคุณสมบัติของผู้ที่จะได้รับใบอนุญาตไว้เช่นเดิม และปรับปรุงให้ค่าธรรมเนียมไม่เป็นภาระเกินควรต่อผู้ประกอบธุรกิจ