, namely (1) program trading service that automates trading order execution according to clients’ selected investment strategy* and (2) portfolio advisory with execution service.** Both of the services are

violation of law or relevant regulations is found or false information is disclosed or material information is concealed, the SEC would be able to take further action by virtue of the Securities Law.     The

. (WHA) would rise or fall, and such information had not been disclosed to the Stock Exchange of Thailand (SET).Following a referral from the SET and the SEC?s further inspection, it was found that Somyos

Bangkok, May 12, 2014 - The SEC disclosed an inappropriate behavior to the general public and suspend approval of {A}, a former securities investment consultant of UOB Kay Hian Securities (Thailand

chairman of the board of TTTBB. The information is material to changes in the prices of JTS share prices which has not yet been disclosed to the public and Mr. Pete buy JTS shares in such a way as to take

market price. As director and executive of the company at the time, Kitti disclosed such insider information to Kongpat, his nephew-in-law, even though he knew or should have known that Kongpat could

market price. As director and executive of the company at the time, Kitti disclosed such insider information to Kongpat, his nephew-in-law, even though he knew or should have known that Kongpat could

, on 23-31 July 2015, Mr. Thaksa puschased TPAC shares in Mr. Thanat Busayapoka’s securities trading account in such a way as to take advantage of other persons before TPAC disclosed the inside

Mr. Chan Hon Hung Mr. Chan Hon Hung, knew or possessed inside information about TU’s Q3/2017 performance, disclosed by Mr. Chuan Tangchansiri. Subsequently, on 1 November 2017, he purchased TU shares

any false statements or omits to state any material information which should have been disclosed, the securities holders shall be entitled to claim damages from the securities offeror or the securities