หมุนเวียน ผู้สอบบัญชีแบบใหม่ได้ โดยหน่วยงานทางการจะต้องก าหนดมาตรการป้องกัน (“safeguard”) ที่จ าเป็นใน สถานการณ์นั้น ดังนั้น เพื่อบรรเทาผลกระทบให้แก่ผู้สอบบัญชีและส านักงานสอบบัญชี ส านักงานจึงเห็นควร ผ่อนผัน
corporate procurement to motivate companies to disclose their environmental impacts, and to reduce greenhouse gas emissions, safeguard water resources and protect forests. Over 14,000 organizations around the
of the Securities and Exchange Commission. Clause 2 At least two fifths of the total number of directors of a derivatives exchange shall be persons capable of performing the duty to safeguard the
company to provide advice or information concerning investment in a fund; (c) having systematic procedures and methods for accepting of purchase or redemption orders which can be examined for certainty and
information concerning investment in a fund; (c) having systematic procedures and methods for accepting of purchase or redemption orders which can be examined for certainty and accuracy of orders, and can be
management company to provide advice or information concerning investment in a fund; (c) having systematic procedures and methods for accepting of purchase or redemption orders which can be examined for
securities investment consultant at the bank, committed wrongful acts against investors’ assets by accepting the investors’ subscription money for mutual fund investments during off-business hours but not
perform an engagement prior to accepting an engagement? If no, describe how the firm determines that it can complete the engagement competently If yes, how this decision is reached and whether it is
mutual funds under its management; (3) the fee for selling and accepting redemption of investment units shall be at the rate of 1 percent, calculated from the fee income that the licensee collects from
the fee income from providing the regitrar services to the mutual funds under its management; (3) the fee for selling and accepting redemption of investment units shall be at the rate of 1 percent