ensures that efficient internal control is in place and the SEC operation complies with corporate governance principles. Click here to see SEC organization chart. Our Roles How We Regulate
appropriate level of investor protection. Over the past year, the SEC improved important regulations, such as, establishing regulatory frameworks to meet the standards of the International Organization of
for inclusion in the FTSE4Good Emerging Index 2018 for the third year running Three awards: Best Cash Management in Thailand 2018 , The Best Credit Evaluation Initiative and The Best Frictionless
., Ltd. (“GWM”), running the business of kidney cleanser and medical supplies manufacturing and distribution, which is increase from the same quarter of the previous years for 32.58 million baht (38.59
yields were under pressure as investors increased their holdings of safe-haven assets amid the general risk-off sentiment. In the wake of the World Health Organization declaring COVID-19 to be a pandemic
proposals 6. Sponsoring academic and other intellectual analysis on the issues, to increase market participant awareness You will need to decide for your organization which of these forms of engagement is
areas to enhance investor protection; for example, running public information campaigns to raise awareness about class-action litigation as a way to protect investors’ rights, improving the investor
lead to offences comparable to those of the Securities and Exchange Act. For instance, dissemination or disclosure of false information, insider trading, front running, market manipulation. The same
trading, front running, market manipulation. Offering of digital tokens or undertaking of digital asset businesses without approval are also punishable under the Decree. Meanwhile, the SEC is drafting
running the multiple regression analysis. A sample group was collected from share prices of companies listed on the Stock Exchange of Thailand during 2004 ?2013 where the finding showed out that the stock