starts its operation; (4) not being ordered by the Capital Market Supervisory Board or the Office to restrict its business expansion or cease its operation, or in the process of rectifying its operation by
to restrict its business expansion or cease its operation, or in the process of rectifying its operation by the order of the Capital Market Supervisory Board or the Office under Section 141, Section
operation; (4) not being ordered by the Securities and Exchange Commission, the administrative panel or the Office to suspend or restrict its operation, or not being ordered by the Securities and Exchange
five years prior to the date the branch office starts its operation; (4) not being ordered by the Securities and Exchange Commission, the administrative panel or the Office to suspend or restrict its
; Right to erasure: You have the right to request the SEC Office erase your data for certain reasons; Right to restriction of processing: You have the right to restrict the use of your personal data for
. Right to erasure: You have the right to request the SEC Office erase your data for certain reasons. Right to restriction of processing: You have the right to restrict the use of your personal data for
the list of business participants in the Public Empowerment through Capital Market Knowledge Initiative in Q1/2024 SEC collaborates with government agencies to restrict access to unlicensed digital
once a year at least. Moreover, for the determination, modification or alteration a value of parameter, it shall notify to concerned person each time. [M] · For the using other tools to inspect the
asset such as customer’s information or information of investment units incorrect because of computer system assessment or modification by the unauthorised person”etc. (Translation) -4- Segregation of