://www.set.or.th/en/regulations/rules/disclosure_files/BorJorPor2201_2_EN.pdf (Translation) In this regard, the resolve of the rental fee is a part of the terms of the agreement between the Company and KPM
provision of Class Action in the Thai legal system results from the endeavor of the Securities and Exchange Commission, Thailand (“SEC") to resolve the problem that the damaged investors could not get
resolve such matters in an appropriate and timely manner. In addition, the availability of the above complaint handling system will help promote a culture of good corporate governance, transparency, and
state the resources available. If no, How does the firm deal with this situation? Do the firm have technical panel to resolve and give consultations related to Accounting and auditing issues? If yes
wish to invest in or dispose of real estate or leasehold right of related person for the property fund, the mutual fund management company shall fulfill the conditions specified in Clause15/1 and Clause
to invest in or dispose of real estate or leasehold right of related person for the property fund, the mutual fund management company shall fulfill the conditions specified in Clause15/1 and Clause 15
, should a mutual fund management company wish to invest in or dispose of real estate or leasehold right of related person for the property fund, the mutual fund management company shall fulfill the
. Intermediaries are required to assess customers before selling a SIP to the customer. Accessment Required To qualified to trade SIP, investors have to fulfill criteria in one of the following areas: Education
. Corporate Affairs Financial Management Through the year, the SEC managed its budget prudently aiming to fulfill the organization's strategic objectives while maintaining efficient management of its resources
INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2020 SECURITIES AND EXCHANGE COMMISSION, THAILAND Contents Executive Summary 01 04 08 15 28 58 62 70 47 Quality Assurance Review Panel Activities for Enhancing Financial Reporting Quality Summary of Audit Inspection Results A. Firm-Level B. Engagement-Level Root Cause Analysis Framework and Focuses in 2021 Essential Statistics Auditing Landscape in Thailand Executive Summary Over the past year, the Thai capital market experienced tremendous volatili...