customer; “Office” means the Office of the Securities and Exchange Commission. 1 Repealed for amendment by the Notification of the Securities and Exchange Commission, No. Kor Khor. 29/2548 Re: Rules
by preparing investment plans for such customer; “Office” means the Office of the Securities and Exchange Commission. 1 Repealed for amendment by the Notification of the Securities and Exchange
. 45/2547 Re: Determination of Undertaking not Deemed as a Derivatives Dealer dated 8 October 2004 shall be repealed. Clause 2. Person who offers to trade or trades in derivatives for his own account
with annual financial statements ending 31 December 2023 onward. In addition, SEC repealed a rule that requires an auditor in foreign countries to be from the same network of accounting firm used in
Re: Rules, Conditions and Procedures for Brokerage and Dealing of Foreign Securities dated 28 May 2008 shall be repealed and replaced with the following provision: “Clause 1 In this Notification
Offices dated 2 April 2008 shall be repealed and replaced with the following provision: “Clause 5. The securities company shall arrange for the full-service branch office to have the following work units
. KorThor. 14/2546 Re: Rules, Conditions and Procedures for Securities Underwriting dated 11 July 2003. Repealed and replaced by the Notification of Capital Market Supervisory Board No. TorThor.3/2554 Re
underwriting amount. Such over allotment of shares is made concurrently with the offering of underwritten shares; 1 Repealed and replaced by the Notification of Capital Market Supervisory Board No. TorThor.3
Notification shall come into force from 16 February 2017. Clause 2 The following Notifications shall be repealed: (1) Notification of the Capital Market Supervisory Board No. Tor Thor. 6/2557 Re: Provision of