(Oldest) DRAFT director of the derivatives exchange shall be vacated from his office upon: (1) possession of any prohibited characteristics under Section 61; (2) removal by the SEC due to gross incompetent
capital management; (c) securities borrowing and lending; (d) inter-dealer brokerage. (2) those persons appointed to perform functions at overseas branch office or overseas representative office; (3) the
brokerage. (2) those persons appointed to perform functions at overseas branch office or overseas representative office; (3) the appointment of a person, who has registered as bond trader with the Thai Bond
) securities finance; (b) venture capital management; (c) securities borrowing and lending; (d) inter-dealer brokerage. (2) those persons appointed to perform functions at overseas branch office or overseas
the Capital Market Supervisory Board No. TorThor. 93/2552 Re: Rules for Undertaking Derivatives Brokerage Business Overseas for derivatives Brokers (codified) By virtue of Section 18 of the Derivatives
statements. The request was made on the ground that the independent financial advisor is in process of exploring and gathering documents and evidence as well as more information from overseas authorities for
on another overseas exchange simultaneously or in proximate period, on the condition that equity trading volume on such oversea exchange is higher than that on the SET. In addition, the overseas
Bangkok, April 28, 2014 ? The SEC is seeking public comment on the use of trust as a means for fund raising and investment in overseas infrastructure projects or ?infrastructure trust? with a view to
official. Clause 6 A removal from work position in accordance with Section 89/4 or Section 89/6 of the Securities and Exchange Act B.E. 2535 (1992) on the ground of possessing untrustworthy characteristics