https://publish.sec.or.th/nrs/7039pe.doc documentation.doc firm’s compliance with its system of quality control or for a longer period if required by law or regulation? 3 Does the firm have policies and
firm’s compliance with its system of quality control or for a longer period if required by law or regulation? 3 Does the firm have policies and procedures relate to the access of audit file as well as back
any loss or damages arising out of or in connection with its use. Ministerial Regulation Concerning Granting of Approval for Undertaking Securities Business B.E. 2551 (as amended) By the virtue of
> Ministerial Regulations > LawandRegulations/MinistrialRegulationSEAArchive-15 Ministerial Regulation SHARE : Detail Content -Unofficial translation- Ministerial Regulation No. 15 (B.E. 2543) Promulgated
undertake securities business; “Office” means the Office of the Securities and Exchange Commission. Clause 2. A securities company shall provide policy and regulation on operational control and information
> Ministerial Regulations > MRSArchive > MSRA - Venture Capital Ministerial Regulation SHARE : Detail Content -Unofficial translation- Ministerial Regulation Concerning Approval on Undertaking of
possession OR "electronic possession" OR "electrical ownership" OR "electrical control" OR "digital ownership" OR "digital control"&wt=json&indent=true&facet=true&facet.field=key_filetype&facet.field