' trading orders via their mobile phones. In case of {C}, the SEC found that she did not record clients' trading orders completely, the SEC thus publicly disclosed her non-compliant performance and recorded

publicly disclose the rectified financial statement which has been audited by auditor. This action follows the audit report stating that auditor gave adverse opinion on the financial statement due to the

statements. By June 1, 2012, the company must submit to the SEC and publicly disclose the rectified financial statements that have been audited by the auditor.SINGHA later requested the SEC to extend such

procedures as to the realization value of such fixed assets. Consequently, PRO must submit and publicly disclose rectified and audited 2011 financial statements within April 23, 2012. Later, the SEC, upon the

orders as well as incompletely prepared such documents as determined by the company.  Thus, the SEC publicly disclosed her inappropriate behavior and recorded such behavior for future reference if breach

, SCAN and SMC are required to submit to the SEC and publicly disclose the rectified financial statements which have been reviewed or audited by auditors. Following the SEC finding, SCAN and SMC did not

matters. STHAI was required to file with the SEC and publicly disclose the rectified and audited financial statements by June 26, 2014.STHAI later made a request for extension to submission deadline of its

characteristics of director and executive of a publicly held company. This caused the termination of their directorship and executive position by the provision of the SEA. In any case, the filing of a criminal

statements as well as deadline extension for submission of Q1/2015 financial statements. Accordingly, TIES must submit to the SEC and publicly disclose the financial statements, urgently. Earlier, the SEC had

such information publicly and promptly because financial statements are material information for investors and shareholders to make well-informed investment decisions and monitor company operation.?