the business providers, including the information of the mutual funds, private funds, and provident funds, especially in regards of investment statuses, strategies of funds, and the concentration of
Cybersecurity Law, such as Vulnerability Assessment and Penetration Test, etc.; and (6) Revising the third-party management provisions by extending the scope to include IT service providers or business partners
power to supervise the providers of infrastructure services which use digital technology to improve the efficiency of transaction process in the capital market. Therefore, SEC is seeking comments from
SHARE : SEC public hearing on drafted regulations for the supervision of digital asset custodial wallet providers and the provision of services to customers’ wallets Thursday 2 December 2021 | No. 218
SHARE : SEC amends regulations related to digital asset custodial wallet providers Thursday 18 January 2024 | No. 17 / 2024 Bangkok, 18 January 2024 – The Securities and Exchange Commission (SEC) has
risks and promote the use of digital technology in fundraising; (2) Promoting the Entry of Digital Asset Custodial Wallet Providers: Reviewing the regulations to support digital asset custodial wallet
from ICO regulation. Also, providers who service trading utility tokens with similar rights including coins in games or points to redeem for products or services are not regarded as operating digital
(2021), for instance, vulnerability assessment and penetration test; (6) Strengthen the third-party management section by expanding the scope to include service providers or business partners having a
example, equity, debt securities, mutual funds or derivatives. Investors may also use the information set filled in the single form to open more investment accounts with other service providers. Currently
. Clause 7 If critical functions are outsourced to service providers, intermediaries shall arrange business continuity plan to covers events of disruption of service providers except where intermediaries