: Unlicensed securities and derivatives business (Disclosure Date : 21/07/2022)

: Unlicensed securities and derivatives business (Disclosure Date : 04/10/2022)

: Unlicensed securities and derivatives business (Disclosure Date : 30/11/2022)

: Unlicensed securities and derivatives business (Disclosure Date : 30/11/2022)

: Unlicensed securities and derivatives business (Disclosure Date : 30/11/2022)

: Unlicensed securities and derivatives business (Disclosure Date : 30/11/2022)

: Unlicensed securities and derivatives business (Disclosure Date : 13/12/2022)

Bangkok, January 18, 2012 - The SEC has suspended 13 investor contacts and reprimanded 18 others for not recording their advice given to clients and failing to provide evidence of complete and

and a dishonest misuse of his professional position. All investor contacts are duty bound to provide services with utmost care and prudence for the investors? best interest and shall strictly comply

make decisions for their own investments. Investor contacts are only allowed to provide information, give advice based on their securities company?s analyses and execute trading orders upon investors