other than a license under regulatory sandbox and is allowed to provide services as a securities trading center in accordance with the license for establishing a securities trading center in such other
management has been one of the SEC's key policies, aiming to bring about financial stability and quality of life for the Thais. ?Being Money-Wise for the Bright Future? project will provide a guideline for
management has been one of the SEC?s key policies, aiming to bring about financial stability and quality of life for the Thais. ?Being Money-Wise for the Bright Future? project will provide a guideline for
services. This is to ensure that such capital market personnel can provide appropriate advice and useful information to investors. Meanwhile, the Prof. Link platform will further facilitate license renewal
business schools aiming to provide a platform for capital market research presentation and implementation. The Faculty of Business Administration and the Faculty of Management Sciences, Kasetsart University
directors’ respective roles and responsibilities, linked to their individual and company performance, and provide incentives for the board to lead the company in meeting its objectives, both in the short and
accurate? (For example, by frequently reviewing and updating on an annual basis or when there are significant changes) 4 How does the firm address changing circumstances and weaknesses or issues that arise
“Yes”, please provide the following details: The list of exchanges that foreign ETF is traded on ____________________________________________________________________
ETF currently traded on any exchange that is a member of World Federation of Exchanges (“WFE”)? Yes No If “Yes”, please provide the following details: The list of exchanges that foreign ETF is traded on
is updated and accurate when it appears that the client’s information is inaccurate or misleading. In addition, before providing services, digital asset business operators are required to provide