the clients do not claim their assets, Zipmex must deposit them in a trusted and secure system to protect the clients’ interests. Due to its failure to maintain net capital in compliance with the
the United Nations Working Group on business and human rights and the UNDP for inviting SEC to present the progress on the implementation of the guiding principles, which focuses on ‘Protect, Respect
undertaking as well as to protect investors? best interest.?The four key areas are:?1. Provisions on Stock Exchange: The proposed revisions include (1) granting the power to approve the rules on securities
gas emissions, safeguard water resources and protect forests. Over 14,000 organizations around the world disclosed data through CDP in 2021, including more than 13,000 companies worth over 64% of global
The Derivatives Act The Derivatives Act B.E. 2546 SECTION 18. In order to protect customers, maintain stability of the financial system or control the risks arising from derivatives, the SEC shall
The Derivatives Act The Derivatives Act B.E. 2546 SECTION 18. In order to protect customers, maintain stability of the financial system or control the risks arising from derivatives, the SEC shall
Guideline on Consideration of Natures of Giving Advice to Public Not Being Regarded as Engagement in the Securities Business in Category of Investment Advisory Service
Prescribing Natures of Giving Advice to Public Not Being Regarded as Engagement in the Derivatives Business in the Category of Derivatives Advisor
Additional Rules on Foreign Companies Holding or to Hold Shares Being Securities Traded on Foreign Securities Exchange that Offer for Sale of Newly Issued Securities in Thailand
Asia Wealth Securities Company Limited Is being processed. SEC Act S.98(3) Criminal Complaint Filed with an Inquiry Official Dated 29/12/2022