In addition, there will be three director-level switches, namely: 1. Mrs. Sureerut Suradecha, from Director of the Sales Conduct Supervision Department to Director of the Investment Management
: For More Information ContactUs Investment Management Supervision Department Tel. +66-2263-6076 Intermediaries Supervision Department Tel. +66-2263-6536 Was this page helpful? Yes No Comment
services to clients with details covering the operation specified in Clause 5; (d) having a plan to report the results of the experiment and progress of service provision to the SEC Office on a continuing
with details covering the operation specified in Clause 5; (d) having a plan to report the results of the experiment and progress of service provision to the SEC Office on a continuing basis; (e) having
with details covering the operation specified in Clause 5; (d) having a plan to report the results of the experiment and progress of service provision to the SEC Office on a continuing basis; (e) having
communicating and providing services to clients with details covering the operation specified in Clause 4; (d) having a plan to report the results of the experiment and progress of service provision to the SEC
communicating and providing services to clients with details covering the operation specified in Clause 4; 2 (d) having a plan to report the results of the experiment and progress of service provision to the SEC
communicating and providing services to clients with details covering the operation specified in Clause 4; 2 (d) having a plan to report the results of the experiment and progress of service provision to the SEC
and procedures for engagement supervision? which include: (a) Tracking the progress of engagement. (b) Considering the competence, capabilities and experiences of individual members of engagement team
SHARE : SEC unveils achievements of Thai capital market Friday 10 April 2015 | No. 46 / 2015 Bangkok, April 10, 2015 - The SEC summarized the development and supervision on the capital market from late