corporate governance development in our market." Originally developed by the OECD in 1999, the Principles have become the international benchmark. They have been adopted as one of the Financial Stability

Standards were developed based on the principles of the International Capital Market Association (ICMA). The proceeds from social bonds are for financing or providing loans to projects that are socially

set up and manage mutual funds. SEC has developed a system and revise the regulations for submission to set up and manage mutual funds with a filing via electronics system: the Online Fund Approval and

have developed applications such as SEC Check First and SEC Bond Check as a self-help tools for investors to check products or service providers that are regulated by SEC.  In addition, SEC has formed

, SEC has developed, reviewed, and revised regulations on the operation of investment management business covering the management of mutual fund from launching to termination, by doing as follows

national employment system and students. In addition, long-term savings tools for specific professions, such as direct sales, will be developed and more varieties of investment channels will be created to

SEC has been supporting Thai firms in issuing Green Bond, Social Bond and Sustainability Bond. Over the past few years, international capital markets have developed SLB, a sustainable finance product

sustainable development of the respective capital markets. In the initial phase, the SEC has developed Additional Guidance for disclosing sustainability information for Hong Kong's ESG Funds, intending to

integrity. The SEC also oversees regulatory compliance and enforces the governing laws to ensure that the capital market will be developed toward sustainable growth and generate positive impacts on the

documentation on an annual basis. 12 Has the firm developed or adopted other quality control materials? If “yes,” describe those materials: 28