adoption of civil sanctions and amendment to the Civil Procedure Code to include class action lawsuits in an effort to enhance enforcement efficiency. The SEC has also promoted investor advocate role of the

The MOU with the AMLO aims to enhance collaboration for the benefit of preventing and suppressing money laundering with a focus on mutual sharing of information and agency-specific expertise. This

Determination of Form and Procedure of Application and Form of License for Undertaking Securities Business Pursuant to the Ministerial Regulation Concerning Granting of Approval for Undertaking

for investors and enhance competitiveness of asset management companies (AMC), the SEC conducted a public hearing in November, proposing the principles and draft notifications for the amendments to

assessment, however, raised a point of Thai judicial procedure whereby the cases that have reached court conclusion were significantly outnumbered by the SEC?s complaints. (3) Political and Legal Environment

Referring to the Notification of the NBTC on “Criteria and Procedure for Spectrum Licensing for 700MHz, 1800MHz, 2600MHz and 26 GHz”, AWN, a subsidiary of AIS, participated in the spectrum auction on 16

The SEC Board approved the proposal for the amendments of the SEC Act B.E. 2535 (1992). The objective is to effectively enhance the legal enforcement and address the increasing development of the

technologies to enhance transparency and the efficiency of the capital markets. She also discussed the SEC’s experiences in addressing challenges and opportunities in utilizing technology for capital market

To enhance flexibility and accountability of asset management companies in undertaking custodian business, the SEC approved draft revised rules on custodian of private fund. The revisions are as

No.KorKhor.5/2551 Re: Determination of Form and Procedure of Application and Form of License for Undertaking Securities Business Pursuant to the Ministerial Regulation Concerning Granting of Approval for