sale newly issued securities in the category of of debt securities to high-net-worth investors on a program basis without providing its securities for credit rating prior to the offer for sale of the
for sale newly issued securities shares for a private placement without obtaining a prior approval from the SEC on 11 October, 2017. SEC Act S.300 in conjunction with 33 Settlement Committee Meeting
for a private placement without obtaining a prior approval from the SEC on 7 March, 2018. SEC Act S.300 in conjunction with 33 Settlement Committee Meeting No. 4/2019 Settlement Committee Order No
PTG’s Q3/2018 performance which would significantly worsen through her securities trading accounts during 4 – 5 October 2018 prior to the disclosure of such inside information to the public on 8
PTG’s Q3/2018 performance which would significantly worsen through his securities trading accounts on 4 October 2018 prior to the disclosure of such inside information to the public on 8 November 2018
PTG’s Q3/2018 performance which would significantly worsen through his securities trading accounts during 3 September 2018 to 2 November 2018 prior to the disclosure of such inside information to the
significantly worsen. Subsequently, during 3 September 2018 to 5 November 2018 prior to PTG’s disclosure of such inside information to the public on 8 November 2018, Mr. Tharathon sold PTG stocks by using such
, BCH, BEAM, BLCT, BNB, BOA, BOND, BRD, BSV, BTG, BTM, BTR, BTT, CAKE, CELO, CET, CHR, CHZ, CKB, COMP, CORE, COTI, CRO, CRU, CRV, CTC, CTSI, CVC, CVP, CXO, DAD, DAG, DASH, DATA, DAWN, DCR, DENT, DERO
, BTC, BTCB, BTG, BTSE, BUSD, CET, CHSB, CUSD, DAG, DAI, DAO,DASH, DDX, DFI, DIVI, DNT, DXD, ERG, ETC, ETH, ETN, EUM, EURS, EWT, FEI, FIDA, FRAX, FTT, FUN, GHST, GT, GUSD, HBAR, HBTC, HNS, HOT, HUSD, HXRO
, BTC, BTCB, BTG, BTSE, BUSD, CET, CHSB, CUSD, DAG, DAI, DAO,DASH, DDX, DFI, DIVI, DNT, DXD, ERG, ETC, ETH, ETN, EUM, EURS, EWT, FEI, FIDA, FRAX, FTT, FUN, GHST, GT, GUSD, HBAR, HBTC, HNS, HOT, HUSD, HXRO