preventing investors to fall victims for fraudulent solicitations, as well as being a mean of elevating the protection for investors.”The public can use SEC Check First application to search information on
the dissemination of knowledge to all capital market participants as well as the public. This is to enable better understanding about the capital market and greater use of capital market both as funding
of their salespersons. Moreover, the rule will introduce more convenient tools and channels for investors to obtain better understanding on products being offered to them in order to make well-informed
well as the individual face value of each type of debt security offered or listed. 3. Provide information about the form of the security, such as whether investors can obtain physical certificates or
continued to adhere to our “Customer Centricity” strategy, being attentive to the impact of domestic and global economic circumstances, sustaining our customers’ business and financial standing, as well as
allocated human and information resources, as well as collaborated with other organizations to mitigate the impacts on the business sector and personnel in the capital market. In addition, all mechanisms in
as those of the auditors. Being well aware of this fact, the SEC has regularly communicated and emphasized this matter to the stakeholders through various kinds of activities. For example, the SEC
decision on investment for the fund is permitted to provide general advice on fund as well. o The Recognized Representative is permitted to provide ASEAN product knowledge for local investors. Giving
big data, and through linkage of all service channels including digital channels, physical and electronic branches as well as services outside of branches. In this quarter, KBank opened the Central
, as the case may be, being offered for investment. The liability for certification of the accuracy and completeness of information contained in this registration statement is vested in the securities