Commission No. SorJor. 44/2561 Re: A list of Crypto Currency specified by the SEC dated September 11, 2018 (Effective date of October 1, 2018) Related Forms Application for a permission for a public
) issuing and selling of Libra investment token (not Libra cryptocurrency). If the token will be offered in Thailand, a permission is required. However, this possibility is very low as those who are allowed
พนักงานผู้รับมอบอำนาจ อัพโหลดเอกสารที่ผ่านการลงนาม Wet Ink แล้วเข้าระบบ กรรมการ / ผู้มีอำนาจผูกพัน ได้ ระดับ ผอ. ขึ้นไป สร.26/2555 เมื่อเกิดเหตุ 0-2033-9530, 0-2263-6221, 0-2033-9694 kittinee@sec.or.th
permission to such securities company to use back office service as its request. Clause 5. It shall be deemed that the securities company have the permission in using back office service from the Office, if
the period of time as specified in the second paragraph expires but the Office has not yet notified or made any orders to securities company. It shall be deemed that the Office grants permission to such
Office grants permission to such securities company to use back office service as its request. Clause 5. It shall be deemed that the securities company have the permission in using back office service from
capital market investment consultant for 3 months, effective from June 16, 2015.The investment consultant is unable to make any trading decisions on behalf of the client even with the client's permission
no permission from the SEC. There were lots of victim falling into such pitfalls these days. The SEC has issued investor alerts in this matter and further placed emphasis the need for the public to
}, without informing the client, continued trading securities in an attempt to recover loss in this account. Also, it was found in the recorded conversation that {A} asked another client for permission to
currency as reference with fixed exchange rate. Sometimes, they falsely claimed that they were foreign companies? business alliances and needed no permission from the SEC, for instance. Anyone solicited by