Exchange Commission No. 30/2558 Re: Approval of Foreign Auditors in the Capital Market. 2. I will closely monitor the applicant to perform an audit work in giving opinions on financial statements with
securities trading orders were deemed as failure to perform the duties under Clause 23(3) and the prohibited characteristics of the personnel in the capital market business under Clause 31(1) of the
warning to the client about material information which is likely to affect the client?s benefits was considered failure to perform the duties with responsibility and due care as market professionals under
Bitazza. His failure to perform the required duty of his position resulted in the offence committed by Bitazza concerning the case that between August 1, 2021 to March 31, 2022 Bitazza failed to keep
of Satang. His failure to perform the required duty of his position resulted in the offence committed by Satang concerning the case that between August 1, 2021 to March 31, 2022 Satang failed to keep
"), is responsible for the operation of Upbit. His failure to perform the required duty of his position resulted in the offence committed by Upbit concerning the case that between August 1, 2021 to
procedures for trading digital assets (trading rules) approved by the SEC. Also, the suspension did not comply with the standards as a professional required to perform and was the failure to deliver services
operation of Satang. His failure to perform the required duty of his position resulted in the offence committed by Satang concerning the case that between June 21, 2022 to December 31, 2022 Satang failed to
Bitazza. His failure to perform the required duty of his position resulted in the offence committed by Bitazza concerning the case that between November 25, 2022 to November 27, 2022 and December 23, 2022
responsible for the operation of Orbix. His failure to perform the required duty of his position resulted in the offence committed by Orbix concerning the case that between January 30, 2023 to May 30, 2023