-2033-9660 27 January 2021 Attention: President of the Association of Thai Securities Companies President of the Association of Investment Management Companies Managers All securities companies All
Securities Companies President of the Association of Investment Management Companies Managers All securities companies All securities companies licensed to undertake securities business in the category of
obligation is performed by trust managers. However, trusts are listed securities on the Stock Exchange of Thailand; SEC therefore requires them to disclose information in the same way as securities issuing
interest of our members. Principle 3: Oversee asset managers to make informed investment decisions and engage in active ongoing monitoring of investee companies. Investment decisions should take into account
Management for Asset Managers Thai Climate-related Risk Management for Asset Managers × Home > Sustainable Finance > Resource Center https://www.sec.or.th/TH/Pages/MarketData/ClimateRiskManagement.aspx
Management for Asset Managers Thai Climate-related Risk Management for Asset Managers × Home > Sustainable Finance > Resource Center https://www.sec.or.th/TH/Pages/MarketData/ClimateRiskManagement.aspx
/ข้อมูลตลาดทุน > ข้อมูลตลาดทุน > บริษัทที่ออกเสนอขายโทเคนดิจิทัล https://www.sec.or.th/TH/Pages/MARKETDATA/ICO-TOKEN-DIGITAL.aspx Thai Climate-related Risk Management for Asset Managers Thai Climate
e-service Online Submission Executives/Major Shareholders/Fund Manager/Mutual Fund Supervisors/Custodians/Auditors >> Type Title Section See document Status Notified Date Effective Date 1
voluntary code that applies to Institutional Investors who have become signatories as follows: (1) Asset Managers : SEC-licensed asset management companies that are responsible for managing funds on behalf of
supervisors approved by the Office which can be accessed and inspected by the public; (4) “tender offer preparer” means a person who prepares a tender offer for acquisition of securities for business takeovers