solicitation; (2) having a clause prohibiting the representative from appointing a sub-representative; (3) overseeing the representative to comply with the clause in the agreement and the rules on sale or
units or customer solicitation; (2) having a clause prohibiting the representative from appointing a sub- representative; (3) overseeing the representative to comply with the clause in the agreement and
rules on sale or acceptance of redemption of investment units or customer solicitation; (2) having a clause prohibiting the representative from appointing a sub- representative; (3) overseeing the
control and risk management regarding the operation of the agricultural derivatives business according to the type of license, including measures for overseeing the compliance with the laid-out policies and
responsible units and other personnel, internal control and risk management regarding the operation of the agricultural derivatives business according to the type of license, including measures for overseeing
responsible units and other personnel, internal control and risk management regarding the operation of the agricultural derivatives business according to the type of license, including measures for overseeing
of audit company. Audit committee can give advice to the company on behalf of company's director, which is considered a role of board of directors in overseeing the management. Q: Can audit committee
and assets as well as guidance on the tracking of eligibility status during the term of the bond. Their draft recommendations are refined through engagement with finance industry experts in convened
checklists will be further refined for better effectiveness and ensure important issues are covered. The guidelines will also be developed into case studies to educate staff. • We reviewed standards and
company’s strategy, and associated risks and opportunities, and explain the board’s role in assessing and overseeing strategy and the management of risks and opportunities; d) be accessible and appropriately