The Advisory Committee on Listed Company Monitoring to be chaired by SEC Secretary-General will play the role of monitoring progress on the consideration of legal proceedings and law enforcement
, executives and others with controlling power. They are to oversee the subsidiaries’ operations to ensure compliance with applicable law and standards, and the subsidiaries’ policies. If the company’s
the capital markets under following laws: The law on securities and exchange; The law governing derivatives; The law governing digital asset; The law on trust for transactions in the capital market
to the preparer? If yes, please describe the responses. (e.g. Considering whether the work performed is in accordance with the firm's policies, professional standards and law & regulatory requirements
on prevention of conflicts of interest (“COI”) in managing a mutual fund as well as to monitor and oversee acts that may cause COI, unfair characteristic or cause unitholders to lose the interest that
SEC Secretary-General, Ruenvadee Suwanmongkol, said, "The efficiency of law enforcement depends in one part on the competency in gathering and testing the evidence. Currently, the offenses in the
stakeholders in corporate governance; The Principles encourage active co-operation between corporations and stakeholders and underline the importance of recognising the rights of stakeholders established by law
Nor. 22/2552 Re: Establishment of Mutual Fund and Execution of Agreement for Management of Private Fund dated 28 July 2009; “ provident fund ” means a provident fund under the law governing provident
provident fund under the law governing provident funds; “management company” means a mutual fund management company or a private fund management company, as the case may be; “mutual fund management company
provident fund under the law governing provident funds; “management company” means a mutual fund management company or a private fund management company, as the case may be; “mutual fund management company