Ruenvadee Suwanmongkol said: “SEC has a mission to oversee and develop the Thai capital market. We have formulated a strategic plan for 2020 – 2022 with an aim to create a sustainable capital market in line
appropriate capacity and experience to oversee effectively and manage all relevant activities in the interests of beneficiaries or clients. 1.4 Conflicts of interest, codes of ethics, compliance Institutional
providers will have a duty to oversee proper securities trading. For example, information must be disclosed before and after trading for investment decision-making, trading must be regulated for smoothness
beginning of 2020. Most respondents were in favor of the regulatory updates and suggested that other regulations could be used to oversee fund management and provide investor protection. The
standards of conduct, especially the executives who oversee compliance of business operators in accordance with the law, standards and ethics of business operation, to build investors’ confidence
are registered with ACRA. For more information, please visit www.acra.gov.sg About AOB The AOB was set up by the Securities Commission Malaysia in 2010, to oversee the auditors of PIEs, protect
understanding on how to effectively manage their own money and make their own financial plan. To be broadcasted on TRUE4U Digital TV, the show is now taking applications and will select 12 participants to compete
appropriate capacity and experience to oversee effectively and manage all relevant activities in the interests of beneficiaries or clients. Decision-makers along all parts of the investment chain should be
Notification: (1) “fund” means an infrastructure fund; (2) “management company” means a securities company holding a license to manage mutual funds; (3) “infrastructure asset” means: (a) the ownership of, the
Notification: (1) “fund” means an infrastructure fund; (2) “management company” means a securities company holding a license to manage mutual funds; (3) “infrastructure asset” means: (a) the ownership of, the