Ruenvadee Suwanmongkol said: “SEC has a mission to oversee and develop the Thai capital market. We have formulated a strategic plan for 2020 – 2022 with an aim to create a sustainable capital market in line

providers will have a duty to oversee proper securities trading. For example, information must be disclosed before and after trading for investment decision-making, trading must be regulated for smoothness

beginning of 2020. Most respondents were in favor of the regulatory updates and suggested that other regulations could be used to oversee fund management and provide investor protection. The

standards of conduct, especially the executives who oversee compliance of business operators in accordance with the law, standards and ethics of business operation, to build investors’ confidence

, called a settlor, transfers or creates real right or any right appertaining to property to or for another person, called a trustee, with trust and confidence in order that the trustee shall manage such

manage trust property under Section 37, the trustee shall thoroughly and carefully select such person as well as supervise and audit the delegated management adequately. The SEC shall have the power to

person to manage trust property under Section 37, the trustee shall thoroughly and carefully select such person as well as supervise and audit the delegated management adequately. The SEC shall have the

appropriate capacity and experience to oversee effectively and manage all relevant activities in the interests of beneficiaries or clients. Decision-makers along all parts of the investment chain should be

are registered with ACRA. For more information, please visit www.acra.gov.sg About AOB The AOB was set up by the Securities Commission Malaysia in 2010, to oversee the auditors of PIEs, protect

senior officer, unavoidably followed by the relative interval between the partners and junior officers. - No succession plan to develop and promote the staffs to be middle and executive management