Outsourcing Operational Function relating to Business Operation to Third Party (Synopsis) 17/05/2013 16/06/2013 2. Notification of the Office of the Securities and Exchange Commission 7/2546 23/07/2003
settlement through Thailand Securities Depository Co., Ltd. or securities companies. 2. Relaxation of Rules for Branch Opening of Securities Companies To increase operational flexibility, revenues and
statements to show inaccurate financial condition and operational results in order to mislead the public; in contravention of and shall be liable to the penalty under Sections 312 and 315 of the Securities and
as metal scrap. This resulted in AMAC’s 2008 and 2009 financial statements to show inaccurate financial condition and operational results in order to mislead the public; in contravention of and shall
system, (4) operational and IT management system, (5) database system, and (6) compliance system. Besides, derivatives agents must designate responsible officers to ensure compliance with all rules and
of such errors. Thirachai Phuvanatnaranubala, the SEC Secretary-General, said, ?These procedural adjustments will enhance operational flexibility for the asset management sector while maintaining
months, the SEC will release more information to financial institutions on the operational details of the framework.