to employees of the securities company, including those entrusted by the company. Also, the procedures shall accommodate non face-to-face contact with the clients and the use of new or developing
List calculation date is July 10, 2015. The SEC and the SET have cooperated closely in monitoring securities traded with high turnover ratio where the SET functions as a front-line regulator to
bonds to become an important instrument for sustainable financing in Thailand. In this front, the SEC was given ADB support through a technical assistance on sustainability finance mobilization and
SEC’s 28th Anniversary Celebrations. We have set up two pantries, one at the front entrance and the other at the back ally of the SEC Building, to provide daily essential items such as rice, dry foods
ดิจิทัลเป็น front-line regulator ในการติดตามดูแลให้เกิดความเป็นระเบียบเรียบร้อยในการซื้อขายสินทรัพย์ดิจิทัล และความปลอดภัยทางไซเบอร์ในการให้บริการแก่ลูกค้า อีกทั้งการเตรียมความพร้อมในการปฏิบัติให้เป็นไปตามพ
evidently and concretely. As the TIA is a shareholder of each and every listed company that committed to taking action in this front, the SEC therefore will definitely support the TIA, in terms of legal
2024 annual compliance reports. In this front, reporting of any non-application or unfinished application of the recommended guidelines shall be accompanied by the explanation of the associated
, on the occasion of Prince Rapee Pattanasak Memorial Day. The ceremony took place on 7 August 2024, in front of the Court of Justice, Supreme Court. In the picture (from left to right): 1. Mr. Panithi
Information of Securities Issuers) G. Others A. On the front cover of the registration statement, provide statements that: a. “The documents for public inspection are available for inspection throughout the
company. Clause 7. A securities company shall separate front office units and personnel from its back office, and must provide a system of check and balance among personnel of such units. By at least not