(UNOFFICIAL TRANSLATION) Codified up to No.12 As of 6 August 2018 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. FNotification of the Capital Market Supervisory Board No. Tor Nor. 1/2554 Re: Rules, Conditions and Procedures for Establishment and Management of Infrastructure Funds _____________ By virtue of Section 16/6 of the Securities and Exchange Act B.E. 2535 (1992), as amended by the Securities and Exchan...
(UNOFFICIAL TRANSLATION) Codified up to No.12 As of 6 August 2018 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. 43 FNotification of the Capital Market Supervisory Board No. Tor Nor. 1/2554 Re: Rules, Conditions and Procedures for Establishment and Management of Infrastructure Funds _____________ By virtue of Section 16/6 of the Securities and Exchange Act B.E. 2535 (1992), as amended by the Securities and Exc...
UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Office of the Securities and Exchange Commission No. Sor Nor. 87/2558 Re: Rules, Conditions, and Procedures for Management of Retail Funds, Mutual Funds for Accredited Investors, Mutual Funds for Institutional Funds, and Private Funds ______________________ By virtue of Clause 6, Clause 8, and Clause 9 of the Notification...
to an end. Division 3 Termination of Approval Clause 18 The approval of personnel in the capital market business shall be terminated upon occurrence of any of the following circumstances: (1) when such
and ASEAN investment consultation to the SEC Office through a system prepared on the website of the SEC Office within 7 business days as from the occurrence of such circumstance. (10) Validity period
offering pursuant to Paragraph 1. Clause 43 The approved applicant of a secondary offering shall terminate the offering and return the subscription money to the subscribers upon the occurrence of any of the
the new trust manager shall be subject to the resolution of the unit holders given on the proposal made by the trustee within sixty days from the occurrence of any event in (a) and such appointment
. require the company to call for the exercise of warrants upon the occurrence of the specified events; 6 3. be certified by the company that there are sufficient measures to make subsequent holders of
Sanctionary Provisions _________________________ Clause 30 The approval of an appraisal company in capital market and a lead appraiser shall be terminated upon occurrence of any of the following circumstances
a listed company, B.E.2560 (2017). Accordingly, the Company will be required to promptly disclose the information to the SET upon the occurrence of this event. 3. Approved the issuance and offering of