financial institution, the securities company may comply with the policy of security of the information technology of such financial institution. [M] o Reviewing and modify updatable by having a risk
a shareholders’ meeting to obtain approval on the entering into such transaction, whereby the resolution for this agenda shall be passed by votes of not less than three-fourths of the total votes of
requires the Company to convene a shareholders’ meeting to obtain approval on the entering into such transaction, whereby the resolution for this agenda shall be passed by votes of not less than three
shareholders’ meeting to obtain approval on the entering into such transaction, whereby the resolution for this agenda shall be passed by votes of not less than three-fourths of the total votes of the
) which obtain a securities business license in the category of securities brokerage not limited to debt securities or investment units; (3) a person who obtains derivatives business license in the category
securities business license type A or is in a process of applying for such license; (2) securities companies other than the securities company under (1) which obtain a securities business license in the
securities business license type A or is in a process of applying for such license; (2) securities companies other than the securities company under (1) which obtain a securities business license in the
Entities to the extent possible under Domestic Law. 2. This MoU does not create any legally binding obligations, confer any rights on any Person, or modify or supersede any Domestic Law. 3. This MoU
(paragraph ........); ( 2.1.2 incorrect use of accounting policy (paragraph........); ( 2.1.3 inappropriate/insufficient disclosure of information (paragraph........). ( 2.2 Inability to obtain sufficient
2.1.3 inappropriate/insufficient disclosure of information (paragraph........). ฆ 2.2 Inability to obtain sufficient appropriate audit evidence and the possible effects are material, but not pervasive