10 years on account of deceiving several clients, falsifying documents, spending clients? money for his own interest, and using clients? trading accounts to trade securities for himself.Following a
derivatives trading orders for several clients without sources of orders. From the recorded conversation, it was found that Napat contacted some persons and asked for permission to submit securities and
Bangkok, January 26, 2016 ? The SEC has revised several regulations concerning investment policies of mutual funds and provident funds (PVD) to enhance flexibility and compliance with international
rational investment decisions but their decisions are usually influenced by several factors and restrictions; emotion, beliefs and biases, for example. Those factors and restrictions cause investors to
waiver until the end of April 2019 ; and 3.) other supporting factors, namely government subsidy to the low-income citizens to stimulate near-term consumption, as well as strong investment outlook in
regulated by several different regulators and while each had a slightly different taxonomy, they jointly released the Green Bond Endorsed Project Catalogue in May 2020 which marked the beginning of the
staff, as well as making it difficult to attract new talents. To improve the retention rate of high-potential employees, several audit firms started to adapt their strategy and policies concerning
amount of Baht 47.69 million, due to several large claims incurred in this quarter and also the increase of company’s retention in motor compulsory business. 2. The decrease of net investment revenue and
) and infrastructure fund. Besides, savings and several types of life insurance will be introduced while visitors can try playing risk explorer game. Entrepreneurs finding fund source are also welcomed at
is driven by the Digital Infrastructure for Capital Market Steering Committee, which is chaired by the SEC and consists of members from several organizations; for example, the Fiscal Policy Office