collaboration of audit firm leaders, auditors and personnel. Nevertheless, some audit firms have yet to remove deficiencies in engagement performance and monitoring while they are revising their audit manual and
custodial wallet provider, and other provisions related to digital asset business operations. The amendments aim to ensure adequate and appropriate oversight mechanisms for digital asset businesses
inspection results in the 3 inspection cycle (2017-2018); the score in each element of the quality control system of most audit firms was higher than that during the 2 cycle, notably the ‘monitoring’ element
) สารสนเทศและการสื่อสาร (Information and Communication) กระบวนการติดตามผลและแก้ไข (Monitoring and Remediation Process) สรุปหลักเกณฑ์การให้ความเห็นชอบผู้สอบบัญชีในตลาดทุน กฎเกณฑ์ แนวปฏิบัติ และหนังสือเวียน
investment portfolio 3) implementing the portfolio according to the asset allocation plan 4) monitoring and rebalancing the portfolio 5) providing consolidated
investment portfolio 3) implementing the portfolio according to the asset allocation plan 4) monitoring and rebalancing the portfolio 5) providing consolidated
delivering value to the benefit of beneficiaries or clients over the appropriate time-horizon. 1.2 Independent oversight Institutional investors should be led by boards or other governance structures that act
monitoring programmes should be in place to enable staff to understand relevant codes of conduct and apply them effectively to avoid company involvement in inappropriate behaviour. 5.0 Risk oversight 5.1
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able to express their opinion objectively as to whether the financial statements are faithfully represented. Through our oversight system, the Securities and Exchange Commission of Thailand (“SEC”) has