recommended to deal with the said insufficiency;   (4) Monitoring (MR): Some audit firms were found having insufficient monitoring and without action plans to monitor deficiency remediation. In this regard

challenges and issues. The meeting was followed by the 8th AARG Inspection Workshop on 17-18 June 2021 to exchange knowledge and experience in audit supervision undertakings among the AARG member countries and

with international standards​ 2. Auditor supervision 3.​ Monitoring on financial report of entities in capital market​ The SEC requires preparation and disclosure of financial information in the

of the supervision and monitoring of the activities and businesses relating to digital assets and the transparency of such activities and https://www.sec.or.th/TH/Documents/ActandRoyalEnactment/Act

on the topic, “A New Age of Fundraising,” emphasizing the role of SEC in creating opportunities for businesses of all sizes to access sources of fund, while the disclosure-based supervision will not

, designing mutual funds according to the investment policy, assets to be invested, payment period, investors’ expectation regarding unit selling, risk monitoring throughout the scheme term, obtaining diverse

เป็นต้น 7 2.2 นำเทคโนโลย ีและนว ัตกรรมมาส ่งเสร ิมการพ ัฒนาและกำก ับด ูแ ลตลาดทุน (Tech-led supervision) • SEC Open Data Services – ซึ ่งเป ิดต ัวอย ่างเป ็นทางการในปี 2565 และจะ ดำเนินการอย่างต่อเนื่องใน

. The proposal aims to promote a clear understanding and a standardized protocol for monitoring and supervision of digital asset businesses, and to reduce the necessity for case-by-case data

>   Financial Reporting and Audit Oversight >   Auditor Supervision >   Quality Assurance & Review Regulations SHARE : Detail Content ​​​​​​​​​ ​​​​​​Financial reporting and audit oversight   2. Auditor

landscape of the capital market. In 2019, the SEC initiated to revisit the whole legislative structure regarding the supervision of auditing professions in Thailand for the first time to enhance the