1.5 Where an Institutional Investor outsources its stewardship duties and responsibilities, the Institutional Investor should monitor the discharge of these duties and responsibilities to ensure that
company” “subsidiary” “same-level subsidiary” “associate company” “controlling power” “connected person” “executive” “major shareholder” “controlling person” “person who may have a conflict of interest
stewardship Collaboration Broader stewardship Benefits of collaboration Collaborative shareholder engagement occurs when a group of institutional investors come together to engage in dialogue with companies or
Connected parties and relationship : No. Name of connected parties Relationship 1. Saha Pathana Inter - Holding Plc. (SPI) Acting as major shareholder of the company 2. I.C.C. International Plc. SPI acting as
”, “associate company”, “connected person”, “executive”, “major shareholder”, “controlling person”, “person who may have a conflict of interest” and “consolidated financial statements” shall have the same meaning
Ministry of Finance Re: Prescription of Conditions for Securities Company to Apply for Approval of Person to be Major Shareholder (as amended) Clause 1 In this Notification: "securities company" 1
of the following relationships: (1) spouse and the child who has not yet become sui juris; (2) relationship between a juristic person and a shareholder or partner of such juristic person which holds
Exchange Commission No. 30/2558 Re: Approval of Foreign Auditors in the Capital Market. 2. I will closely monitor the applicant to perform an audit work in giving opinions on financial statements with
To ensure that asset management companies primarily manage funds for the investors’ benefits, SEC has revised the regulations in order to control and monitor mutual fund management by requiring
Connected parties and relationship : No. Name of connected parties Relationship 1. Saha Pathana Inter - Holding Plc. (SPI) Acting as major shareholder of the company 2. I.C.C. International Plc. SPI acting as