investment disposal that had a significant impact on the financial statements of the IPO applicant, and the payment of a large sum of consultant fee for services the applicant might never receive; such actions
investment in L.V.C. Development Co., Ltd. that there might be falsification of documents on the purchase of L.V.C. Development?s shares during 2005 to syphon benefits out of POWER-P. After the SEC?s probe
that involves transfer of subscription money to personal bank accounts of investment consultants because such arrangement could be used as a channel for committing dishonest acts and it might lead to a
the public on 15 February 2018. In addition, Woraphant disclosed the inside information to Sasipas, his daughter, when he knew or should have known that she might exploit the information for selling
country. In the future, they might move forward to other capital market businesses; for example, a business of limited broker, dealer and underwriter (LBDU), if they are able to meet with the requirements
demonstrate his or her good faith and intention to conduct a case for protecting the interests of members of a class. In addition, the counsel of the plaintiff shall show to the Court that he or she has
Handbook on ACMF Pass under ASEAN Capital Market Professional Mobility Framework Handbook on ACMF Pass under ASEAN Capital Market Professional Mobility Framework Issued: January 2019 Updated: September 2019 2 Contents 1. Introduction 3 2. Definition 4 3. Guidance on ACMF Pass Framework 3.1 ACMF Pass overview 5 3.2 Permitted activities 6 3.3 Application process 9 3.4 On-going obligation 9 3.5 Monitoring, supervisory and enforcement mechanism 11 3.6 National regulations regarding the approval proc...
new chapter on institutional investors (considering the prevalence of concentrated ownership in Asia). It was suggested that the Asian Roundtable might next address the role of stock exchanges in
impacts in these sectors, it accounts for USD37.3bn or just over 3% of the climate- aligned bond universe. Eligible Use of Proceeds Eligible use of proceeds relating to agriculture production systems might
utilized or have not reached the optimal level yet. Therefore, cost per unit was higher at this point, which might continue to impact the Company’s operating performance in the short term, or for the next 2