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) committing unfair securities trading practice; (2) presenting a false statement or concealing material facts that should have been stated; (3) failing to perform duties as director or executive under Section
Determination of Form and Procedure of Application and Form of License for Undertaking Securities Business Pursuant to the Ministerial Regulation Concerning Granting of Approval for Undertaking
vested in the securities offeror. If the registration statement contains any false statements or omits to state any material information which should have been disclosed, the securities holders shall be
work unit related to REIT management. 3 Part 1 REIT Fact Sheet 1. Material Information of REIT Specify the following information: - material information of REIT, for instance, name of REIT, category
for investigation. Given such circumstances and the fact that criminal procedure takes a long time, it has been difficult to bring a market misconduct offender to justice.?The approved amendments
fund, and the portfolio of which has no material changes throughout the scheme. Authority of the SEC Fund managers Mutual fund performance measurement Preparation of financial reports of mutual fund
. Additionally, the four persons colluded to act or consented to the recording of the false statements or the omission of material or related statements from the account or documents of NMG to deceive any persons
less than one year, invest in instruments with maturity period close to the term of the fund, and the portfolio of which has no material changes throughout the scheme. Authority of the SEC Fund managers
69-FD-SUPPLEMENT Part 3 : Form 69-FD-SUPPLEMENT is the updated information in case the material events occurred during the program. 2 Form 69-FD-MTN Part 1 : Form 69-FD-BASE Registration Statement for