is relevant and reliable information to enable proper functioning of SOQM? 2 How does the firm manage the information system (including the use of paper-based and electronic forms) to ensure that it

in connection with its use. Ministerial Regulation No.3 (B.E. 2537) Promulgated under the Securities and Exchange Act B.E. 2535 As amended By virtue of Section 7 and the fourth paragraph of Section 90