being ready to manage funds for others, with the intention of investing in derivatives, for profit and has been licensed or registered under this Act, excluding those derivatives fund managers with the
of execution challenge: Firms capable of good audits but do not perform consistently. • Enhanced auditors report: implement for audits of December 2016 year-end financial statements; firms are starting
consultant. Institutional investors should ensure that the third parties perform the assigned functions in accordance with the investment governance policy.2. The I Code comprises seven principles as follows
entrusting the company to manage their private funds with due care and professional standards, consequently liable to be a violation of Section Paragraph 2 and 3 of Section 134, in conjunction with Paragraph 1
perform any act necessary for the implementation of the SEC’s resolutions and to perform any other acts under the provisions of this Act or other laws.” * Readers should be aware that only the original Thai
appoint competent officers to perform duties in accordance with this Act. Such ministerial regulations shall come into force upon publication in the Government Gazette.
appoint competent officers to perform duties in accordance with this Act. Such ministerial regulations shall come into force upon publication in the Government Gazette.
. Implementation 34 5. Moving Forward 35 THE INVESTMENT GOVERNANCE CODE PRINCIPLES Principle 1 Adopt a Clear Written Investment Governance Policy 37 Principle 2 Properly Prevent and Manage Conflicts of Interest and
their experiences to support effective adaptation regarding ITGC issues for auditors to perform an audit of financial statements more efficiently. Strengthening Competency of CFOs and Audit Committees
acquiring a good quality of bad debt to manage to bring a good return for its shareholders in future and be a No.1 in Private Company Debt Management in Thailand Management Discussion and Analysis of FS2018