To ensure that asset management companies primarily manage funds for the investors’ benefits, SEC has revised the regulations in order to control and monitor mutual fund management by requiring
the trust; (4) oversee and collect interest of the trust; (5 https://www.sec.or.th/TH/Documents/ActandRoyalEnactment/Act/translate-trustact.doc act-sea2016-no5.pdf ownership of such securities; (2
Manage and Operate Merchandising Space Agreement and disposal of ordinary shares in Groupwork Co., Ltd. (Revised template 2) 03/03/2022 09:39 Acquisition of newly issued ordinary shares in NINE by the
At present, money market funds are used by investors as a tool to manage liquidity and a place to park money for a short time, besides keeping it in banking accounts. As of February 2018, the size of
Mr. Sompong Witthayaraksan Mr. Sompong Witthayaraksan, former chairman responsible for the operation of S.E.C. Auto Sales and Services Plc. (SECC) and entrusted to manage the company assets
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turn to share knowledge and experience relating to the setting up of similar funds in their respective countries and how to handle investor complaints and manage disputes. During the panel discussion
whole or in part, to manage the business of the securities company only with the approval from the Office. In cases where it later appears that the persons under the first paragraph have the prohibited
whole or in part, to manage the business of the securities company only with the approval from the Office. In cases where it later appears that the persons under the first paragraph have the prohibited
Office in accordance with the rules, conditions and procedures specified in the notification of the SEC. The securities company may act as a custodian for the person who has authorized it to manage the